Morrison & Foerster is pleased to share with you our Capital Markets and Securities FAQs. The FAQs (or Frequently Asked Questions), written and  published by MoFo lawyers, provide plain English explanations of the most popular types of financing or capital formation transactions, as well as discussions of securities law issues.

We include below a representative list of FAQs.  For our full list of FAQs, please click here.

Frequently Asked Questions about Foreign Private Issuers

Frequently Asked Questions about Initial Public Offerings

Frequently Asked Questions relating to the Disqualification Provisions of Regulation A, Regulation CF and Regulation D: Bad Actors

Frequently Asked Questions about PIPEs

Frequently Asked Questions about the 20% Rule and Non-Registered Securities Offerings

Frequently Asked Questions about Registered Directs

Frequently Asked Questions about At-the-Market Offerings

Frequently Asked Questions about Communications Issues for Issuers and Financial Intermediaries

Frequently Asked Questions about Liability of Public Companies and Companies in Registration for Website and Social Media Content

Frequently Asked Questions about Periodic Reporting Requirements for U.S. Issuers – Overview

Frequently Asked Questions about Periodic Reporting Requirements for U.S. Issuers – Principal Exchange Act Reports

Our FAQs are also published in a convenient two volume set.  For more information visit the Our Books tab.  In addition, these are available for download on iOS, Kindle and Nook devices. To download your copy, visit iTunes, Amazon or Barnes & Noble.