PIPE transactions have provided a useful capital-raising alternative when the public markets are inhospitable.  A PIPE transaction also has become the financing of choice when it comes time to raise capital to finance an acquisition, recapitalize a company through a change-of-control transaction, or effect an orderly exit for an existing stockholder with a significant percentage

PIPE transactions, or private investments in public equity, remain an important financing alternative. During the third quarter of 2017, PIPE transactions raised approximately $19 million. Volume in PIPE transactions appears to be on track for another approximately $50 million year. While more issuers may now be eligible to avail themselves of a shelf registration statement

Practising Law Institute’s Exempt and Hybrid Securities Offerings is the first practical, accessible resource to provide you with comprehensive legal, regulatory, and procedural guidance regarding these increasingly popular offering methodologies.

Authored by Morrison & Foerster Partners Anna Pinedo and James Tanenbaum, the third edition of Exempt

Tuesday, October 3, 2017
1:00 p.m. – 2:00 p.m. EDT

This session will focus on the need for already public companies, both domestic and foreign, to plan their capital-raising strategy carefully while preserving flexibility. The speakers will address:

  • Current market conditions;
  • Financing alternatives for recently public companies;
  • PIPE transactions and when to consider these;
  • Registered

October 19-20, 2017

PLI California Center
685 Market Street
San Francisco, CA 94105

This program will enhance your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers. Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately implement growth and

Monday, July 24, 2017
1:00 p.m. – 2:00 p.m. EDT

During this webinar, the panelists will address the rules applicable to U.S. public companies seeking to offer securities into Canada concurrent with undertaking a U.S. SEC-registered offering. The speakers also will address the framework applicable to Canadian companies that are MJDS filers, as well as 

May 22 – 23, 2017

PLI New York Center
1177 Avenue of the Americas
(2nd Floor)
New York, NY 10036

PLI’s Private Placements and Hybrid Securities Offerings 2017 conference is designed for corporate and securities attorneys, compliance professionals, control room personnel, bankers and allied professionals who deal with private placements and other exempt and hybrid

In a year of significant volatility, it is not surprising that there was increased reliance on PIPE (private investment in public equity) transactions.  Traditionally, PIPE transactions have provided a useful capital-raising alternative when the public markets are inhospitable.  During this past year, energy companies relied on PIPE transactions in order to recapitalize their companies and

Wednesday, September 21, 2016
12:00 p.m. – 1:00 p.m. EDT

Morrison & Foerster Partners Anna Pinedo and James Tanenbaum will be joined by David A. Donohoe, Jr. (President, Donohoe Advisory Associates LLC) in hosting a teleconference entitled “Securities Exchanges, Shareholder Vote Requirements and the 20% Rule.” Whether you are contemplating a financing to fund an